新西兰FSP
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新西兰金融服务类别可选哪些
作者:管理员    发布于:2012-12-20 16:44:33    文字:【】【】【
摘要:在注册申请新西兰FSP的时候,需要根据所属行业与销售产品,选择不同的新西兰金融服务类别。本文列明了新西兰金融服务行业可选的类别有哪些范围。
  在注册申请新西兰FSP的时候,需要根据所属行业与销售产品,选择不同的新西兰金融服务类别。新西兰金融行业可选择的服务类别包括如下:

Deposit taker;
 
Wholesale and/or generic financial adviser services;
 
Broking services;
  
Employer or principal of a financial adviser and/or Qualifying Financial Entity;
  
Contributory mortgage broker;
  
Issuing securities to the public;
  
Trustee in respect of debt securities offered to the public;
  
Unit trustee;
  
Superannuation trustee;
  
Statutory supervisor of participatory securities;
  
Promoter of securities offered to the public;
  
Manager of participatory security or unit trust;
 
Insurer;
 
Keeping, investing, administering, or managing money, securities, or investment portfolios on behalf of other persons;
  
Providing credit under a credit contract;
  
Operating a money or value transfer service;
  
Issuing and managing means of payment;
  
Giving financial guarantees;
  
Changing foreign currency;
  
Providing forward foreign exchange contracts;
  
Entering into or trading on an exchange, in an over-the-counter market or otherwise, the following on behalf of another person 
  * money market instruments (including cheques, bills, certificates of deposits);
  * foreign exchange;
  * derivative products including, but not limited to, futures and options;
  * interest rate and index instruments;
  * transferable securities (including shares);
  * futures contracts

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