在注册申请新西兰FSP的时候,需要根据所属行业与销售产品,选择不同的新西兰金融服务类别。本文列明了新西兰金融服务行业可选的类别有哪些范围。
在注册申请新西兰FSP的时候,需要根据所属行业与销售产品,选择不同的新西兰金融服务类别。新西兰金融行业可选择的服务类别包括如下:
Deposit taker;
Wholesale and/or generic financial adviser services;
Broking services;
Employer or principal of a financial adviser and/or Qualifying Financial Entity;
Contributory mortgage broker;
Issuing securities to the public;
Trustee in respect of debt securities offered to the public;
Unit trustee;
Superannuation trustee;
Statutory supervisor of participatory securities;
Promoter of securities offered to the public;
Manager of participatory security or unit trust;
Insurer;
Keeping, investing, administering, or managing money, securities, or investment portfolios on behalf of other persons;
Providing credit under a credit contract;
Operating a money or value transfer service;
Issuing and managing means of payment;
Giving financial guarantees;
Changing foreign currency;
Providing forward foreign exchange contracts;
Entering into or trading on an exchange, in an over-the-counter market or otherwise, the following on behalf of another person
* money market instruments (including cheques, bills, certificates of deposits);
* foreign exchange;
* derivative products including, but not limited to, futures and options;
* interest rate and index instruments;
* transferable securities (including shares);
* futures contracts