新西兰金融服务类别可选哪些

在注册申请新西兰FSP的时候,需要根据所属行业与销售产品,选择不同的新西兰金融服务类别。本文列明了新西兰金融服务行业可选的类别有哪些范围。

在注册申请新西兰FSP的时候,需要根据所属行业与销售产品,选择不同的新西兰金融服务类别。新西兰金融行业可选择的服务类别包括如下:

Deposit taker;

Wholesale and/or generic financial adviser services;

Broking services;

Employer or principal of a financial adviser and/or Qualifying Financial Entity;

Contributory mortgage broker;

Issuing securities to the public;

Trustee in respect of debt securities offered to the public;

Unit trustee;

Superannuation trustee;

Statutory supervisor of participatory securities;

Promoter of securities offered to the public;

Manager of participatory security or unit trust;

Insurer;

Keeping, investing, administering, or managing money, securities, or investment portfolios on behalf of other persons;

Providing credit under a credit contract;

Operating a money or value transfer service;

Issuing and managing means of payment;

Giving financial guarantees;

Changing foreign currency;

Providing forward foreign exchange contracts;

Entering into or trading on an exchange, in an over-the-counter market or otherwise, the following on behalf of another person
* money market instruments (including cheques, bills, certificates of deposits);
* foreign exchange;
* derivative products including, but not limited to, futures and options;
* interest rate and index instruments;
* transferable securities (including shares);
* futures contracts

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